Supporting Documents: Audit & Assurance Committee 01.09.2026

 

To view the appendices/supporting documents for the Audit & Assurance Committee meeting being held 01.09.2026, please click the links below:

 

Agenda item 2.1 - Internal Audit Report:

• Leadership & Management Training/Development (Reasonable Assurance) 

• Five Steps to Safer Surgery (Reasonable Assurance) 

• Medicines Management (Reasonable Assurance) 

• Local / Shadow IT (Reasonable Assurance) 

• Flexible Working Arrangements for Compressed and Variable Hours (Limited Assurance) 

• Reducing Health Inequalities – Ethnicity Data (Unsatisfactory Assurance) 

• Space Utilisation (Advisory) 

• Speaking Up Safely (Reasonable Assurance) 

• ALAS Equipment Purchasing & Stock Management (Reasonable Assurance) 

• Follow-ups Not Booked (From 25/26 plan) (Limited Assurance) 

 

Agenda item 2.3 - Audit Tracker Report:

2.3a Appendix 1 - Internal Audit closed actions since Nov 2025

2.3b Appendix 2 - IA Actions with extensions

2.3c Appendix 3 - Internal Audit in progress actions Sep 2026

2.3d Appendix 4 - Audit Wales closed actions since Nov 2025

2.3e Appendix 5 - AW Actions with extensions

2.3f Appendix 6 - Audit Wales in progress actions Sep 2026

2.3g Appendix 7 - Regulatory Tracking highlight spreadsheet